Independent v Broker Dealer

Consolidation through mergers and acquisitions has dominated the landscape at traditional wirehouses.  No stand-alone investment banks remain.  This M&A activity has created additional conflicts of interest. While the rest of the industry struggles, independent advisors have grown at double-digit rates.  Castle Asset Management, LLC is an independent, SEC-registered investment advisor.  We are loyal only to clients.  No commissions.  No soft dollars.  No wrapped fees.  Our assets are custodied at an unaffiliated, SIPC-insured broker/dealer.