Investment Advisors

The drawbacks of becoming an independent advisor rest solely in the degree with which an advisor can transition smoothly and efficiently.  Castle Asset Management saw the opportunity to help talented and motivated B/D reps seamlessly move into their new career by outsourcing our operational structure to them.
Speed to Market
Leveraging the operational and managerial infrastructure already established
Plug-n-Play Solution
Allowing you to focus on the area of your business that generates revenue during this transition
There is little need to duplicate the time and investment that has already been made in the supporting staff
Managing Compliance
Becoming compliant is a necessity... and time consuming.
Critical Mass & Size
Gain access to necessary resources and create favorable economies of scale
Practice in an environment where you can collaborate and work on joint strategy, surrounded by the resources you need to grow.
For more information regarding this area of business development, contact John Caffrey at 631.952.3700, extension 106.